Quarterly Order Flow Ending Mar-31-21

GARRETT NAGLE & CO., INC. – Held NMS Stocks and Options Order Routing Public Report

Generated on Mon Apr 05 2021 10:41:37 GMT-4 EDT

1st Quarter, 2021

January 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
51 100.00 28 54.90 6 11.76 17 33.33 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC(CDRG) 18 28.57 14 50.00 3 50.00 1 5.88 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 15 23.81 10 35.71 3 50.00 2 11.76 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 10 15.87 0 0.00 0 0.00 0 0.00 10 83.33 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 6 9.52 4 14.29 0 0.00 2 11.76 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 6 9.52 0 0.00 0 0.00 6 35.29 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 4 6.35 0 0.00 0 0.00 4 23.53 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 2 3.17 0 0.00 0 0.00 0 0.00 2 16.67 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 2 3.17 0 0.00 0 0.00 2 11.76 0 0.00 0 0 0 0 0 0 0 0
January 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
48 100.00 16 33.33 6 12.50 26 54.17 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 22 30.56 0 0.00 0 0.00 0 0.00 22 84.62 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 15 20.83 8 57.14 6 100.00 1 3.85 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 14 19.44 0 0.00 0 0.00 14 53.85 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 9 12.50 0 0.00 0 0.00 9 34.62 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 5 6.94 5 35.71 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 4 5.56 0 0.00 0 0.00 0 0.00 4 15.38 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 2 2.78 0 0.00 0 0.00 2 7.69 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 1.39 1 7.14 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
January 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
February 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
34 100.00 9 26.47 2 5.88 23 67.65 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 13 33.33 0 0.00 0 0.00 13 54.17 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 10 25.64 0 0.00 0 0.00 10 41.67 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 7 17.95 6 66.67 1 50.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 4 10.26 0 0.00 0 0.00 0 0.00 4 100.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 3 7.69 2 22.22 0 0.00 1 4.17 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 2 5.13 1 11.11 1 50.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
February 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
11 100.00 1 9.09 1 9.09 9 81.82 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Cboe EDGX US Equities Exchange(EDGX) 5 41.67 0 0.00 0 0.00 5 55.56 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 4 33.33 0 0.00 0 0.00 4 44.44 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 1 8.33 0 0.00 1 100.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
UBS Securities, LLC(UBSS) 1 8.33 1 100.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 1 8.33 0 0.00 0 0.00 0 0.00 1 100.00 0 0 0 0 0 0 0 0
February 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
March 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
53 100.00 26 49.06 6 11.32 21 39.62 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC(CDRG) 11 32.35 9 90.00 1 50.00 1 8.33 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 9 26.47 0 0.00 0 0.00 0 0.00 9 90.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 7 20.59 0 0.00 0 0.00 7 58.33 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 3 8.82 0 0.00 0 0.00 3 25.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 3 8.82 1 10.00 1 50.00 1 8.33 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 1 2.94 0 0.00 0 0.00 0 0.00 1 10.00 0 0 0 0 0 0 0 0
March 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
49 100.00 28 57.14 13 26.53 8 16.33 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 27 45.00 0 0.00 0 0.00 0 0.00 27 81.82 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 13 21.67 7 46.67 4 50.00 2 50.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 6 10.00 0 0.00 0 0.00 0 0.00 6 18.18 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 6 10.00 4 26.67 2 25.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 4 6.67 2 13.33 2 25.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 2 3.33 1 6.67 0 0.00 1 25.00 0 0.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 1 1.67 0 0.00 0 0.00 1 25.00 0 0.00 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 1 1.67 1 6.67 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
March 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)

Have Queries?

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

Contact

Scroll to Top