Quarterly Order Flow Ending Mar-31-21

GARRETT NAGLE & CO., INC. – Held NMS Stocks and Options Order Routing Public Report

Generated on Fri Jul 09 2021 08:47:15 GMT-4 EDT

2nd Quarter, 2021

April 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
37 100.00 17 45.95 3 8.11 17 45.95 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC(CDRG) 12 25.00 10 58.82 2 66.67 0 0.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 9 18.75 0 0.00 0 0.00 9 47.37 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 8 16.67 0 0.00 0 0.00 8 42.11 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 8 16.67 0 0.00 0 0.00 0 0.00 8 88.89 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 3 6.25 3 17.65 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 3 6.25 3 17.65 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 2 4.17 0 0.00 0 0.00 2 10.53 0 0.00 0 0 0 0 0 0 0 0
UBS Securities, LLC(UBSS) 2 4.17 1 5.88 1 33.33 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 1 2.08 0 0.00 0 0.00 0 0.00 1 11.11 0 0 0 0 0 0 0 0
April 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
18 100.00 11 61.11 3 16.67 4 22.22 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 11 39.29 0 0.00 0 0.00 0 0.00 11 91.67 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 6 21.43 6 60.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 3 10.71 1 10.00 2 100.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 3 10.71 3 30.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 3 10.71 0 0.00 0 0.00 3 75.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 1 3.57 0 0.00 0 0.00 0 0.00 1 8.33 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 1 3.57 0 0.00 0 0.00 1 25.00 0 0.00 0 0 0 0 0 0 0 0
April 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
May 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
48 100.00 23 47.92 2 4.17 23 47.92 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Cboe EDGX US Equities Exchange(EDGX) 12 21.43 0 0.00 0 0.00 12 50.00 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 11 19.64 9 40.91 2 100.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 10 17.86 0 0.00 0 0.00 10 41.67 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 7 12.50 7 31.82 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 7 12.50 0 0.00 0 0.00 0 0.00 7 87.50 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 3 5.36 2 9.09 0 0.00 1 4.17 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 2 3.57 2 9.09 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
UBS Securities, LLC(UBSS) 2 3.57 2 9.09 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 1 1.79 0 0.00 0 0.00 0 0.00 1 12.50 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 1 1.79 0 0.00 0 0.00 1 4.17 0 0.00 0 0 0 0 0 0 0 0
May 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
20 100.00 20 100.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 17 48.57 0 0.00 0 0.00 0 0.00 17 100.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 10 28.57 10 55.56 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 5 14.29 5 27.78 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 2 5.71 2 11.11 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 2.86 1 5.56 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
May 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
June 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
26 100.00 2 7.69 4 15.38 20 76.92 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 9 30.00 0 0.00 0 0.00 9 45.00 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 7 23.33 0 0.00 0 0.00 7 35.00 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 5 16.67 0 0.00 2 50.00 3 15.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 4 13.33 0 0.00 0 0.00 0 0.00 4 100.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 2 6.67 0 0.00 1 25.00 1 5.00 0 0.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 1 3.33 0 0.00 1 25.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 1 3.33 1 50.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
UBS Securities, LLC(UBSS) 1 3.33 1 50.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
June 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
30 100.00 16 53.33 4 13.33 10 33.33 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 15 30.61 0 0.00 0 0.00 0 0.00 15 75.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 14 28.57 12 80.00 1 25.00 1 10.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 5 10.20 0 0.00 0 0.00 0 0.00 5 25.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 3 6.12 0 0.00 0 0.00 3 30.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 3 6.12 1 6.67 2 50.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 3 6.12 0 0.00 0 0.00 3 30.00 0 0.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 2 4.08 1 6.67 1 25.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 2 4.08 1 6.67 0 0.00 1 10.00 0 0.00 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 2 4.08 0 0.00 0 0.00 2 20.00 0 0.00 0 0 0 0 0 0 0 0
June 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)

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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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