Quarterly Order Flow Ending Oct-31-21

GARRETT NAGLE & CO., INC. – Held NMS Stocks and Options Order Routing Public Report

Generated on Thu Oct 14 2021 09:05:57 GMT-4 EDT

3rd Quarter, 2021

S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
15 100.00 8 53.33 0 0.00 7 46.67 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC(CDRG) 5 26.32 5 62.50 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 4 21.05 0 0.00 0 0.00 4 50.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 3 15.79 2 25.00 0 0.00 1 12.50 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 3 15.79 0 0.00 0 0.00 0 0.00 3 100.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 2 10.53 0 0.00 0 0.00 2 25.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 5.26 1 12.50 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 1 5.26 0 0.00 0 0.00 1 12.50 0 0.00 0 0 0 0 0 0 0 0
July 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
28 100.00 7 25.00 3 10.71 18 64.29 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Cboe EDGX US Equities Exchange(EDGX) 11 22.92 0 0.00 0 0.00 11 55.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 10 20.83 0 0.00 0 0.00 0 0.00 10 55.56 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 8 16.67 0 0.00 0 0.00 0 0.00 8 44.44 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 8 16.67 4 57.14 2 66.67 2 10.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 4 8.33 0 0.00 0 0.00 4 20.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 3 6.25 2 28.57 1 33.33 0 0.00 0 0.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 2 4.17 0 0.00 0 0.00 2 10.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 2.08 1 14.29 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 1 2.08 0 0.00 0 0.00 1 5.00 0 0.00 0 0 0 0 0 0 0 0
July 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
August 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
28 100.00 15 53.57 1 3.57 12 42.86 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 9 26.47 0 0.00 0 0.00 9 75.00 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 7 20.59 7 46.67 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 7 20.59 0 0.00 0 0.00 0 0.00 7 100.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 4 11.76 4 26.67 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 4 11.76 4 26.67 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 3 8.82 0 0.00 0 0.00 3 25.00 0 0.00 0 0 0 0 0 0 0 0
August 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
25 100.00 2 8.00 2 8.00 21 84.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 12 41.38 0 0.00 0 0.00 12 57.14 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 7 24.14 0 0.00 0 0.00 7 33.33 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 4 13.79 2 100.00 1 50.00 1 4.76 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 4 13.79 0 0.00 0 0.00 0 0.00 4 100.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 3.45 0 0.00 1 50.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 1 3.45 0 0.00 0 0.00 1 4.76 0 0.00 0 0 0 0 0 0 0 0
August 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
September 2021
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
19 100.00 2 10.53 2 10.53 15 78.95 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Cboe EDGX US Equities Exchange(EDGX) 11 47.83 0 0.00 0 0.00 11 68.75 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 4 17.39 2 100.00 2 100.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 4 17.39 0 0.00 0 0.00 4 25.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 3 13.04 0 0.00 0 0.00 0 0.00 3 100.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 1 4.35 0 0.00 0 0.00 1 6.25 0 0.00 0 0 0 0 0 0 0 0
September 2021
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
12 100.00 9 75.00 3 25.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 11 42.31 0 0.00 0 0.00 0 0.00 11 78.57 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 5 19.23 2 22.22 3 100.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas, LLC(NITE) 5 19.23 5 55.56 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 3 11.54 0 0.00 0 0.00 0 0.00 3 21.43 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 3.85 1 11.11 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
UBS Securities, LLC(UBSS) 1 3.85 1 11.11 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
September 2021
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)

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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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