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Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer’s relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer’s individual orders for execution.

How to Get Started?

Simply call us at (617) 737-9090 to set up an introductory meeting, feel free to email us at [email protected], or fill out the form below and we will contact you to set up a mutually convenient time and place to get together and discuss your investment management needs.

    Legal Disclaimer

    This site has been designed for informational purposes only and does not constitute a solicitation, nor is it an offer to sell any services or securities which may be referenced on the site. Such offers can only be made where legal under applicable law. The services and information provided on this site are for personal, non-commercial use. Garrett Nagle & Co., Inc. and do not intend to provide investment advice through this site and do not represent that any securities or services discussed are suitable for any investor. Investors are advised not to rely solely on any information contained in this site in the process of making a fully informed investment decision.
    This site has been published in the United States for residents of the United States. This site is not intended for use by or to provide information to investors outside of the United States. Garrett Nagle & Co., Inc. reserves the right to require proof of residence from any user requesting information. No securities or services will be offered or sold in any jurisdiction in which such offer would be contrary to current laws and regulations. Investments mentioned on this site may not be available in all states or jurisdictions.
    This site contains information gathered from, and links to, sources outside of Garrett Nagle & Co., Inc. Garrett Nagle & Co., Inc. claims no responsibility for any information received from any external source. All such information is believed to be reliable, but no guarantee of accuracy or completeness is stated or implied. Any such information is subject to change without notice. Garrett Nagle & Co., Inc. does not represent or assume liability for any financial results based on information obtained from this or any other website.

    Garrett Nagle & Co., Inc. is not liable for any harm caused by transmission of any computer viruses or other computer code or programming device, which may impede in any manner the computer of any user of this site. The use of this website is at the risk of the user.

    Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.


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