Quarterly Order Flow Ending Dec-31-20

GARRETT NAGLE & CO., INC. – Held NMS Stocks and Options Order Routing Public Report

Generated on Tue Oct 13 2020 10:58:09 GMT-4 EDT

4th Quarter, 2020

October 2020
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
23 100.00 4 17.39 1 4.35 18 78.26 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 12 44.44 0 0.00 0 0.00 12 57.14 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 5 18.52 2 50.00 1 50.00 2 9.52 0 0.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 4 14.81 0 0.00 0 0.00 4 19.05 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 3 11.11 2 50.00 0 0.00 1 4.76 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 2 7.41 0 0.00 0 0.00 2 9.52 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 1 3.70 0 0.00 1 50.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
October 2020
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
5 100.00 0 0.00 0 0.00 5 100.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Cboe EDGX US Equities Exchange(EDGX) 4 66.67 0 0.00 0 0.00 4 66.67 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 1 16.67 0 0.00 0 0.00 1 16.67 0 0.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 1 16.67 0 0.00 0 0.00 1 16.67 0 0.00 0 0 0 0 0 0 0 0
October 2020
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
November 2020
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
35 100.00 11 31.43 2 5.71 22 62.86 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 12 27.91 0 0.00 0 0.00 12 54.55 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 10 23.26 6 37.50 1 25.00 3 13.64 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 8 18.60 5 31.25 2 50.00 0 0.00 1 100.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 6 13.95 0 0.00 0 0.00 6 27.27 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 6 13.95 5 31.25 1 25.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 2.33 0 0.00 0 0.00 1 4.55 0 0.00 0 0 0 0 0 0 0 0
November 2020
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
9 100.00 6 66.67 1 11.11 2 22.22 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 6 40.00 4 40.00 1 50.00 0 0.00 1 100.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 5 33.33 4 40.00 1 50.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 2 13.33 0 0.00 0 0.00 2 100.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 2 13.33 2 20.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
November 2020
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
December 2020
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
35 100.00 9 25.71 9 25.71 17 48.57 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC(CDRG) 15 34.09 5 55.56 3 42.86 7 41.18 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 10 22.73 0 0.00 0 0.00 0 0.00 10 90.91 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 8 18.18 0 0.00 0 0.00 8 47.06 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 6 13.64 3 33.33 2 28.57 1 5.88 0 0.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 2 4.55 1 11.11 1 14.29 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 1 2.27 0 0.00 0 0.00 0 0.00 1 9.09 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 1 2.27 0 0.00 0 0.00 1 5.88 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 2.27 0 0.00 1 14.29 0 0.00 0 0.00 0 0 0 0 0 0 0 0
December 2020
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
37 100.00 24 64.86 5 13.51 8 21.62 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 26 35.14 0 0.00 0 0.00 0 0.00 26 74.29 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 14 18.92 11 45.83 2 40.00 1 10.00 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 13 17.57 10 41.67 3 60.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 9 12.16 0 0.00 0 0.00 0 0.00 9 25.71 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 4 5.41 0 0.00 0 0.00 4 40.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 4 5.41 0 0.00 0 0.00 4 40.00 0 0.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 2 2.70 2 8.33 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 1.35 1 4.17 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 1 1.35 0 0.00 0 0.00 1 10.00 0 0.00 0 0 0 0 0 0 0 0
December 2020
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)

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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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