Quarterly Order Flow Ending Sept-30-20

GARRETT NAGLE & CO., INC. – Held NMS Stocks and Options Order Routing Public Report

Generated on Tue Oct 13 2020 10:58:09 GMT-4 EDT

3rd Quarter, 2020

July 2020
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
31 100.00 10 32.26 2 6.45 19 61.29 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 12 33.33 0 0.00 0 0.00 12 63.16 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 8 22.22 7 70.00 1 100.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 5 13.89 0 0.00 0 0.00 5 26.32 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 5 13.89 0 0.00 0 0.00 0 0.00 5 83.33 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 2 5.56 2 20.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Two Sigma Securities, LLC(SOHO) 2 5.56 1 10.00 0 0.00 1 5.26 0 0.00 0 0 0 0 0 0 0 0
Cboe BZX U.S. Equities Exchange(BATS) 1 2.78 0 0.00 0 0.00 1 5.26 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 1 2.78 0 0.00 0 0.00 0 0.00 1 16.67 0 0 0 0 0 0 0 0
July 2020
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
12 100.00 12 100.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
National Financial Services LLC(XSTM) 9 42.86 0 0.00 0 0.00 0 0.00 9 100.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 6 28.57 6 50.00 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 5 23.81 5 41.67 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 4.76 1 8.33 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
July 2020
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
August 2020
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
37 100.00 8 21.62 4 10.81 25 67.57 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 19 38.00 0 0.00 0 0.00 19 70.37 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 13 26.00 6 85.71 4 100.00 3 11.11 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 11 22.00 0 0.00 0 0.00 0 0.00 11 91.67 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 2 4.00 0 0.00 0 0.00 2 7.41 0 0.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 2 4.00 1 14.29 0 0.00 1 3.70 0 0.00 0 0 0 0 0 0 0 0
Cboe BZX U.S. Equities Exchange(BATS) 1 2.00 0 0.00 0 0.00 1 3.70 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 1 2.00 0 0.00 0 0.00 0 0.00 1 8.33 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 2.00 0 0.00 0 0.00 1 3.70 0 0.00 0 0 0 0 0 0 0 0
August 2020
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
13 100.00 2 15.38 5 38.46 6 46.15 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NASDAQ Execution Services, LLC(NSDQ) 6 31.58 0 0.00 0 0.00 6 75.00 0 0.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 4 21.05 2 100.00 2 40.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 4 21.05 0 0.00 0 0.00 0 0.00 4 100.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 2 10.53 0 0.00 2 40.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 1 5.26 0 0.00 0 0.00 1 12.50 0 0.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 1 5.26 0 0.00 1 20.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
New York Stock Exchange(NYSE) 1 5.26 0 0.00 0 0.00 1 12.50 0 0.00 0 0 0 0 0 0 0 0
August 2020
Option Contracts
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
September 2020
S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
39 100.00 20 51.28 5 12.82 14 35.90 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC(CDRG) 13 25.49 10 58.82 3 60.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 12 23.53 0 0.00 0 0.00 0 0.00 12 75.00 0 0 0 0 0 0 0 0
VIRTU Americas LLC(NITE) 8 15.69 7 41.18 1 20.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
NASDAQ Execution Services, LLC(NSDQ) 8 15.69 0 0.00 0 0.00 8 61.54 0 0.00 0 0 0 0 0 0 0 0
Cboe EDGX US Equities Exchange(EDGX) 5 9.80 0 0.00 0 0.00 5 38.46 0 0.00 0 0 0 0 0 0 0 0
Instinet BlockCross(BLKX) 4 7.84 0 0.00 0 0.00 0 0.00 4 25.00 0 0 0 0 0 0 0 0
G1 Execution Services, LLC(ETMM) 1 1.96 0 0.00 1 20.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
September 2020
Non-S&P 500 Stocks
Summary
Total Non-Directed Orders Non-Directed Orders as % of All Orders Total Market Orders Market Orders as % of Non-Directed Orders Total Marketable Limit Orders Marketable Limit Orders as % of Non-Directed Orders Total Non-Marketable Limit Orders Non-Marketable Limit Orders as % of Non-Directed Orders Total Other Orders Other Orders as % of Non-Directed Orders
7 100.00 7 100.00 0 0.00 0 0.00 0 0.00
Venues
Venue – Non-directed Order Flow Non-Directed Orders Non-Directed Orders(%) Market Orders Market Orders(%) Marketable Limit Orders Marketable Limit Orders(%) Non-Marketable Limit Orders Non-Marketable Limit Orders(%) Other Orders Other Orders(%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
VIRTU Americas LLC(NITE) 5 41.67 5 71.43 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
National Financial Services LLC(XSTM) 5 41.67 0 0.00 0 0.00 0 0.00 5 100.00 0 0 0 0 0 0 0 0
Citadel Securities LLC(CDRG) 1 8.33 1 14.29 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0
JANE STREET CAPITAL, LLC(JNST) 1 8.33 1 14.29 0 0.00 0 0.00 0 0.00 0 0 0 0 0 0 0 0

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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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