Quarterly Order Flow Ending Mar-31-20

      

GARRETT NAGLE & CO., INC. – Held NMS Stocks and Options Order Routing Public Report

       
      

Generated on Thu Apr 30 2020 01:17:42 GMT-4 EDT

       
              
      

1st Quarter, 2020

       
              

January 2020

             
              

S&P 500 Stocks

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

100.00

14.81

14.81

70.37

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

Citadel Securities LLC(CDRG)

31.25

75.00

25.00

25.00

0.00

0

0

0

0

0

0

0

0

NASDAQ Execution Services, LLC(NSDQ)

25.00

0.00

0.00

40.00

0.00

0

0

0

0

0

0

0

0

Cboe EDGX U.S. Equities Exchange(EDGX)

15.63

0.00

0.00

25.00

0.00

0

0

0

0

0

0

0

0

National Financial Services LLC(XSTM)

15.63

25.00

50.00

0.00

0.00

0

0

0

0

0

0

0

0

VIRTU Americas LLC(NITE)

9.38

0.00

25.00

5.00

0.00

0

0

0

0

0

0

0

0

Cboe BZX U.S. Equities Exchange(ZBAT)

3.13

0.00

0.00

5.00

0.00

0

0

0

0

0

0

0

0

              

Material Aspects:

             
              

January 2020

             
              

Non-S&P 500 Stocks

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

100.00

16.67

43.75

39.58

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

National Financial Services LLC(XSTM)

33.33

45.00

43.10

0.00

0.00

0

0

0

0

0

0

0

0

Citadel Securities LLC(CDRG)

20.59

30.00

22.41

8.33

0.00

0

0

0

0

0

0

0

0

State Street Global Markets, LLC(SSBS)

13.73

5.00

22.41

0.00

0.00

0

0

0

0

0

0

0

0

NASDAQ Execution Services, LLC(NSDQ)

12.75

0.00

0.00

54.17

0.00

0

0

0

0

0

0

0

0

VIRTU Americas LLC(NITE)

7.84

10.00

10.34

0.00

0.00

0

0

0

0

0

0

0

0

Cboe EDGX U.S. Equities Exchange(EDGX)

6.86

0.00

0.00

29.17

0.00

0

0

0

0

0

0

0

0

G1 Execution Services, LLC(ETMM)

2.94

5.00

1.72

4.17

0.00

0

0

0

0

0

0

0

0

New York Stock Exchange(NYSE)

0.98

0.00

0.00

4.17

0.00

0

0

0

0

0

0

0

0

Two Sigma Securities, LLC(SOHO)

0.98

5.00

0.00

0.00

0.00

0

0

0

0

0

0

0

0

              

Material Aspects:

             
              

January 2020

             
              

Option Contracts

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

0.00

0.00

0.00

0.00

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

              

Material Aspects:

             
              

February 2020

             
              

S&P 500 Stocks

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

100.00

31.82

18.18

50.00

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

NASDAQ Execution Services, LLC(NSDQ)

34.62

0.00

0.00

81.82

0.00

0

0

0

0

0

0

0

0

Citadel Securities LLC(CDRG)

23.08

44.44

33.33

0.00

0.00

0

0

0

0

0

0

0

0

VIRTU Americas LLC(NITE)

15.38

33.33

16.67

0.00

0.00

0

0

0

0

0

0

0

0

National Financial Services LLC(XSTM)

15.38

22.22

33.33

0.00

0.00

0

0

0

0

0

0

0

0

G1 Execution Services, LLC(ETMM)

7.69

0.00

16.67

9.09

0.00

0

0

0

0

0

0

0

0

Cboe EDGX U.S. Equities Exchange(EDGX)

3.85

0.00

0.00

9.09

0.00

0

0

0

0

0

0

0

0

              

Material Aspects:

             
              

February 2020

             
              

Non-S&P 500 Stocks

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

100.00

21.92

34.25

43.84

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

National Financial Services LLC(XSTM)

29.63

40.63

42.86

0.00

0.00

0

0

0

0

0

0

0

0

Cboe EDGX U.S. Equities Exchange(EDGX)

21.48

0.00

0.00

72.50

0.00

0

0

0

0

0

0

0

0

Citadel Securities LLC(CDRG)

20.00

34.38

25.40

0.00

0.00

0

0

0

0

0

0

0

0

State Street Global Markets, LLC(SSBS)

10.37

9.38

17.46

0.00

0.00

0

0

0

0

0

0

0

0

VIRTU Americas LLC(NITE)

5.93

9.38

7.94

0.00

0.00

0

0

0

0

0

0

0

0

G1 Execution Services, LLC(ETMM)

5.19

6.25

4.76

5.00

0.00

0

0

0

0

0

0

0

0

New York Stock Exchange(NYSE)

4.44

0.00

0.00

15.00

0.00

0

0

0

0

0

0

0

0

Cboe BZX U.S. Equities Exchange(ZBAT)

2.22

0.00

0.00

7.50

0.00

0

0

0

0

0

0

0

0

UBS Securities, LLC(UBSS)

0.74

0.00

1.59

0.00

0.00

0

0

0

0

0

0

0

0

              

Material Aspects:

             
              

February 2020

             
              

Option Contracts

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

0.00

0.00

0.00

0.00

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

              

Material Aspects:

             
              

March 2020

             
              

S&P 500 Stocks

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

100.00

27.27

36.36

36.36

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

National Financial Services LLC(XSTM)

33.33

33.33

45.45

0.00

0.00

0

0

0

0

0

0

0

0

Citadel Securities LLC(CDRG)

22.22

66.67

18.18

0.00

0.00

0

0

0

0

0

0

0

0

Cboe EDGX U.S. Equities Exchange(EDGX)

11.11

0.00

0.00

50.00

0.00

0

0

0

0

0

0

0

0

NASDAQ Execution Services, LLC(NSDQ)

11.11

0.00

0.00

50.00

0.00

0

0

0

0

0

0

0

0

State Street Global Markets, LLC(SSBS)

11.11

0.00

18.18

0.00

0.00

0

0

0

0

0

0

0

0

G1 Execution Services, LLC(ETMM)

5.56

0.00

9.09

0.00

0.00

0

0

0

0

0

0

0

0

JANE STREET CAPITAL, LLC(JNST)

5.56

0.00

9.09

0.00

0.00

0

0

0

0

0

0

0

0

              

Material Aspects:

             
              

March 2020

             
              

Non-S&P 500 Stocks

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

100.00

19.15

23.40

57.45

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

National Financial Services LLC(XSTM)

23.81

33.33

38.71

0.00

0.00

0

0

0

0

0

0

0

0

Cboe EDGX U.S. Equities Exchange(EDGX)

21.43

0.00

0.00

62.07

0.00

0

0

0

0

0

0

0

0

State Street Global Markets, LLC(SSBS)

19.05

29.17

29.03

0.00

0.00

0

0

0

0

0

0

0

0

Citadel Securities LLC(CDRG)

13.10

20.83

12.90

6.90

0.00

0

0

0

0

0

0

0

0

G1 Execution Services, LLC(ETMM)

8.33

16.67

0.00

10.34

0.00

0

0

0

0

0

0

0

0

NASDAQ Execution Services, LLC(NSDQ)

5.95

0.00

0.00

17.24

0.00

0

0

0

0

0

0

0

0

UBS Securities, LLC(UBSS)

3.57

0.00

9.68

0.00

0.00

0

0

0

0

0

0

0

0

Two Sigma Securities, LLC(SOHO)

2.38

0.00

3.23

3.45

0.00

0

0

0

0

0

0

0

0

JANE STREET CAPITAL, LLC(JNST)

1.19

0.00

3.23

0.00

0.00

0

0

0

0

0

0

0

0

VIRTU Americas LLC(NITE)

1.19

0.00

3.23

0.00

0.00

0

0

0

0

0

0

0

0

              

Material Aspects:

             
              

March 2020

             
              

Option Contracts

             

Summary

             

Non-Directed Orders as % of All Orders

Market Orders as % of Non-Directed Orders

Marketable Limit Orders as % of Non-Directed Orders

Non-Marketable Limit Orders as % of Non-Directed Orders

Other Orders as % of Non-Directed Orders

         

0.00

0.00

0.00

0.00

0.00

         
              

Venues

             

Venue – Non-directed Order Flow

Non-Directed Orders(%)

Market Orders(%)

Marketable Limit Orders(%)

Non-Marketable Limit Orders(%)

Other Orders(%)

Net Payment Paid/Received for Market Orders(USD)

Net Payment Paid/Received for Market Orders(cents per hundred shares)

Net Payment Paid/Received for Marketable Limit Orders(USD)

Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Non-Marketable Limit Orders(USD)

Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)

Net Payment Paid/Received for Other Orders(USD)

Net Payment Paid/Received for Other Orders(cents per hundred shares)

              

Material Aspects:

             
              
              
              
              
              
              
              
              
              
              

Have Queries?

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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