Quarterly Order Flow Ending Dec-31-19

GARRETT NAGLE & CO., INC.    
300 Unicorn Park Drive    
Woburn, MA 01801    
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2019 
     
     
Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer’s relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer’s individual orders for execution.    
     
     
Securities Listed on New York Stock Exchange    
Summary Statistics :    
Non-directed orders as percentage of total customer orders100.00%   
Market orders as percentage of total non-directed orders58.33%   
Limit orders as percentage of total non-directed orders41.67%   
Other orders as percentage of total non-directed orders0.00%   
     
Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total non-directed ordersLimit orders as percentage of total non-directed ordersOther orders as percentage of total non-directed orders
Citadel Securities LLC45.00%60.00%24.00%0.00%
VIRTU Americas LLC23.33%31.43%12.00%0.00%
Cboe EDGX U.S. Equities Exchange11.67%0.00%28.00%0.00%
NASDAQ Execution Services, LLC10.00%0.00%24.00%0.00%
G1 Execution Services, LLC5.00%5.71%4.00%0.00%
New York Stock Exchange1.67%0.00%4.00%0.00%
UBS Securities, LLC1.67%2.86%0.00%0.00%
Other1.67%0.00%4.00%0.00%
     
     
Securities Listed on The Nasdaq Stock Market    
Summary Statistics :    
Non-directed orders as percentage of total customer orders100.00%   
Market orders as percentage of total non-directed orders71.43%   
Limit orders as percentage of total non-directed orders28.57%   
Other orders as percentage of total non-directed orders0.00%   
     
Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total non-directed ordersLimit orders as percentage of total non-directed ordersOther orders as percentage of total non-directed orders
Citadel Securities LLC38.10%46.67%16.67%0.00%
VIRTU Americas LLC28.57%40.00%0.00%0.00%
Cboe EDGX U.S. Equities Exchange14.29%0.00%50.00%0.00%
G1 Execution Services, LLC9.52%13.33%0.00%0.00%
National Financial Services LLC4.76%0.00%16.67%0.00%
Cboe BZX U.S. Equities Exchange4.76%0.00%16.67%0.00%
     
     
     
Securities Listed on NYSE MKT or Regional Exchanges    
Summary Statistics :    
Non-directed orders as percentage of total customer orders100.00%   
Market orders as percentage of total non-directed orders100.00%   
Limit orders as percentage of total non-directed orders0.00%   
Other orders as percentage of total non-directed orders0.00%   
     
Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total non-directed ordersLimit orders as percentage of total non-directed ordersOther orders as percentage of total non-directed orders
VIRTU Americas LLC75.00%75.00%0.00%0.00%
Citadel Securities LLC25.00%25.00%0.00%0.00%
     
     
     
     
     
     
Exchange – Listed Options    
Summary Statistics :    
Non-directed orders as percentage of total customer orders0.00%   
Market orders as percentage of total non-directed orders0.00%   
Limit orders as percentage of total non-directed orders0.00%   
Other orders as percentage of total non-directed orders0.00%   

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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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