Quarterly Order Flow Ending Mar-31-18

GARRETT NAGLE & CO., INC.



300 Unicorn Park Drive



Woburn, MA 01801



SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2018










Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.













Securities Listed on New York Stock Exchange



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders54.84%


Limit orders as percentage of total non-directed orders45.16%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
Citadel Securities LLC45.16%64.71%21.43%0.00%
VIRTU Americas LLC32.26%29.41%35.71%0.00%
Cboe EDGX U.S. Equities Exchange12.90%0.00%28.57%0.00%
NASDAQ Execution Services, LLC6.45%0.00%14.29%0.00%
G1 Execution Services, LLC3.23%5.88%0.00%0.00%










Securities Listed on The Nasdaq Stock Market



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders10.74%


Limit orders as percentage of total non-directed orders89.26%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
VIRTU Americas LLC32.23%30.77%32.41%0.00%
Cboe EDGX U.S. Equities Exchange27.27%0.00%30.56%0.00%
Citadel Securities LLC24.79%53.85%21.30%0.00%
NASDAQ Execution Services, LLC8.26%0.00%9.26%0.00%
G1 Execution Services, LLC3.31%7.69%2.78%0.00%
BNY Mellon Capital Markets LLC1.65%0.00%1.85%0.00%
Two Sigma Securities, LLC1.65%7.69%0.93%0.00%
Cboe BZX U.S. Equities Exchange0.83%6.67%0.93%0.00%










Securities Listed on NYSE MKT or Regional Exchanges


Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders14.29%


Limit orders as percentage of total non-directed orders85.71%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
VIRTU Americas LLC42.86%50.00%41.67%0.00%
Citadel Securities LLC32.14%50.00%29.17%0.00%
NASDAQ Execution Services, LLC7.14%0.00%8.33%0.00%
Cboe EDGX U.S. Equities Exchange3.57%0.00%4.17%0.00%
G1 Execution Services, LLC3.57%0.00%4.17%0.00%
Instinet LLC3.57%0.00%4.17%0.00%
UBS Securities, LLC3.57%0.00%4.17%0.00%
Cboe BZX U.S. Equities Exchange3.57%0.00%4.17%0.00%





Exchange - Listed Options



Summary Statistics :



Non-directed orders as percentage of total customer orders0.00%


Market orders as percentage of total non-directed orders0.00%


Limit orders as percentage of total non-directed orders0.00%


Other orders as percentage of total non-directed orders0.00%


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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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