Quarterly Order Flow Ending Jun-30-18

GARRETT NAGLE & CO., INC.



300 Unicorn Park Drive



Woburn, MA 01801



SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2018










Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.













Securities Listed on New York Stock Exchange



Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 47.06%


Limit orders as percentage of total non-directed orders 52.94%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
Citadel Securities LLC 32.35% 43.75% 22.22% 0.00%
VIRTU Americas LLC 29.41% 50.00% 11.11% 0.00%
Cboe EDGX U.S. Equities Exchange 17.65% 0.00% 33.33% 0.00%
NASDAQ Execution Services, LLC 11.76% 0.00% 22.22% 0.00%
Cboe BZX U.S. Equities Exchange 5.88% 5.88% 11.11% 0.00%
Cboe BYX U.S. Equities Exchange 2.94% 6.25% 0.00% 0.00%





Securities Listed on The Nasdaq Stock Market



Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 70.00%


Limit orders as percentage of total non-directed orders 30.00%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
VIRTU Americas LLC 40.00% 42.86% 33.33% 0.00%
Citadel Securities LLC 30.00% 42.86% 0.00% 0.00%
Cboe EDGX U.S. Equities Exchange 10.00% 0.00% 33.33% 0.00%
G1 Execution Services, LLC 10.00% 14.29% 0.00% 0.00%
NASDAQ Execution Services, LLC 10.00% 0.00% 33.33% 0.00%










Securities Listed on NYSE MKT or Regional Exchanges


Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 66.67%


Limit orders as percentage of total non-directed orders 33.33%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
VIRTU Americas LLC 66.67% 100.00% 0.00% 0.00%
NASDAQ Execution Services, LLC 33.33% 0.00% 100.00% 0.00%










Exchange - Listed Options



Summary Statistics :



Non-directed orders as percentage of total customer orders 0.00%


Market orders as percentage of total non-directed orders 0.00%


Limit orders as percentage of total non-directed orders 0.00%


Other orders as percentage of total non-directed orders 0.00%







Have Queries?

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

Contact

Scroll to Top