Quarterly Order Flow Ending Sept-30-18

GARRETT NAGLE & CO., INC.



300 Unicorn Park Drive



Woburn, MA 01801



SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2018










Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.













Securities Listed on New York Stock Exchange



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders38.10%


Limit orders as percentage of total non-directed orders61.90%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
Citadel Securities LLC32.14%34.38%30.77%0.00%
VIRTU Americas LLC20.24%37.50%9.62%0.00%
G1 Execution Services, LLC19.05%15.63%21.15%0.00%
Cboe EDGX U.S. Equities Exchange17.86%0.00%28.85%0.00%
NASDAQ Execution Services, LLC4.76%0.00%7.69%0.00%
Cboe BYX U.S. Equities Exchange3.57%9.38%0.00%0.00%
National Financial Services LLC2.38%3.13%1.92%0.00%





Securities Listed on The Nasdaq Stock Market



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders42.86%


Limit orders as percentage of total non-directed orders57.14%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
Citadel Securities LLC32.65%42.86%25.00%0.00%
VIRTU Americas LLC28.57%42.86%17.86%0.00%
Cboe EDGX U.S. Equities Exchange16.33%0.00%28.57%0.00%
NASDAQ Execution Services, LLC8.16%0.00%14.29%0.00%
Cboe BZX U.S. Equities Exchange6.12%0.00%10.71%0.00%
G1 Execution Services, LLC4.08%4.76%3.57%0.00%
National Financial Services LLC2.04%4.76%0.00%0.00%
Cboe BYX U.S. Equities Exchange2.04%4.76%0.00%0.00%





Securities Listed on NYSE MKT or Regional Exchanges


Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders85.71%


Limit orders as percentage of total non-directed orders14.29%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
Citadel Securities LLC57.14%66.67%0.00%0.00%
Cboe BYX U.S. Equities Exchange28.57%33.33%0.00%0.00%
Cboe EDGX U.S. Equities Exchange14.29%0.00%100.00%0.00%





Exchange - Listed Options



Summary Statistics :



Non-directed orders as percentage of total customer orders0.00%


Market orders as percentage of total non-directed orders0.00%


Limit orders as percentage of total non-directed orders0.00%


Other orders as percentage of total non-directed orders0.00%


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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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