Quarterly Order Flow Ending Sept-30-18

GARRETT NAGLE & CO., INC.



300 Unicorn Park Drive



Woburn, MA 01801



SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2018










Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.













Securities Listed on New York Stock Exchange



Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 38.10%


Limit orders as percentage of total non-directed orders 61.90%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
Citadel Securities LLC 32.14% 34.38% 30.77% 0.00%
VIRTU Americas LLC 20.24% 37.50% 9.62% 0.00%
G1 Execution Services, LLC 19.05% 15.63% 21.15% 0.00%
Cboe EDGX U.S. Equities Exchange 17.86% 0.00% 28.85% 0.00%
NASDAQ Execution Services, LLC 4.76% 0.00% 7.69% 0.00%
Cboe BYX U.S. Equities Exchange 3.57% 9.38% 0.00% 0.00%
National Financial Services LLC 2.38% 3.13% 1.92% 0.00%





Securities Listed on The Nasdaq Stock Market



Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 42.86%


Limit orders as percentage of total non-directed orders 57.14%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
Citadel Securities LLC 32.65% 42.86% 25.00% 0.00%
VIRTU Americas LLC 28.57% 42.86% 17.86% 0.00%
Cboe EDGX U.S. Equities Exchange 16.33% 0.00% 28.57% 0.00%
NASDAQ Execution Services, LLC 8.16% 0.00% 14.29% 0.00%
Cboe BZX U.S. Equities Exchange 6.12% 0.00% 10.71% 0.00%
G1 Execution Services, LLC 4.08% 4.76% 3.57% 0.00%
National Financial Services LLC 2.04% 4.76% 0.00% 0.00%
Cboe BYX U.S. Equities Exchange 2.04% 4.76% 0.00% 0.00%





Securities Listed on NYSE MKT or Regional Exchanges


Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 85.71%


Limit orders as percentage of total non-directed orders 14.29%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders
Citadel Securities LLC 57.14% 66.67% 0.00% 0.00%
Cboe BYX U.S. Equities Exchange 28.57% 33.33% 0.00% 0.00%
Cboe EDGX U.S. Equities Exchange 14.29% 0.00% 100.00% 0.00%





Exchange - Listed Options



Summary Statistics :



Non-directed orders as percentage of total customer orders 0.00%


Market orders as percentage of total non-directed orders 0.00%


Limit orders as percentage of total non-directed orders 0.00%


Other orders as percentage of total non-directed orders 0.00%


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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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