Quarterly Order Flow Ending Sept-30-19

GARRETT NAGLE & CO., INC.



300 Unicorn Park Drive



Woburn, MA 01801



SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2019










Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.













Securities Listed on New York Stock Exchange



Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 77.42%


Limit orders as percentage of total non-directed orders 22.58%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total non-directed orders Limit orders as percentage of total non-directed orders Other orders as percentage of total non-directed orders
Citadel Securities LLC 45.16% 52.08% 21.43% 0.00%
VIRTU Americas LLC 29.03% 33.33% 14.29% 0.00%
Cboe EDGX U.S. Equities Exchange 6.45% 0.00% 28.57% 0.00%
NASDAQ Execution Services, LLC 1.61% 0.00% 7.14% 0.00%
G1 Execution Services, LLC 8.06% 8.33% 7.14% 0.00%
New York Stock Exchange 4.84% 0.00% 21.43% 0.00%
National Financial Services 3.23% 4.17% 0.00% 0.00%
Two Sigma Securities, LLC 1.61% 2.08% 0.00% 0.00%










Securities Listed on The Nasdaq Stock Market



Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 34.44%


Limit orders as percentage of total non-directed orders 65.56%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total non-directed orders Limit orders as percentage of total non-directed orders Other orders as percentage of total non-directed orders
Citadel Securities LLC 36.67% 38.71% 35.59% 0.00%
National Financial Services LLC 2.22% 6.45% 0.00% 0.00%
G1 Execution Services, LLC 7.78% 16.13% 3.39% 0.00%
NASDAQ Execution Services, LLC 7.78% 0.00% 11.86% 0.00%
VIRTU Americas LLC 17.78% 35.48% 8.47% 0.00%
Two Sigma Securities, LLC 1.11% 3.23% 0.00% 0.00%
Cboe EDGX U.S. Equities Exchange 26.67% 0.00% 40.68% 0.00%










Securities Listed on NYSE MKT or Regional Exchanges


Summary Statistics :



Non-directed orders as percentage of total customer orders 100.00%


Market orders as percentage of total non-directed orders 35.29%


Limit orders as percentage of total non-directed orders 64.71%


Other orders as percentage of total non-directed orders 0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders : Market orders as percentage of total non-directed orders Limit orders as percentage of total non-directed orders Other orders as percentage of total non-directed orders
NASDAQ Execution Services, LLC 29.41% 0.00% 45.45% 0.00%
Citadel Securities LLC 23.53% 66.67% 0.00% 0.00%
G1 Execution Services, LLC 17.65% 16.67% 18.18% 0.00%
Cboe EDGX U.S. Equities Exchange 11.76% 0.00% 18.18% 0.00%
UBS Securities, LLC 11.76% 16.67% 9.09% 0.00%
VIRTU Americas LLC 5.88% 0.00% 9.09% 0.00%










Exchange - Listed Options



Summary Statistics :



Non-directed orders as percentage of total customer orders 0.00%


Market orders as percentage of total non-directed orders 0.00%


Limit orders as percentage of total non-directed orders 0.00%


Other orders as percentage of total non-directed orders 0.00%


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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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