Quarterly Order Flow Ending Sept-30-19

GARRETT NAGLE & CO., INC.



300 Unicorn Park Drive



Woburn, MA 01801



SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2019










Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.













Securities Listed on New York Stock Exchange



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders77.42%


Limit orders as percentage of total non-directed orders22.58%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total non-directed ordersLimit orders as percentage of total non-directed ordersOther orders as percentage of total non-directed orders
Citadel Securities LLC45.16%52.08%21.43%0.00%
VIRTU Americas LLC29.03%33.33%14.29%0.00%
Cboe EDGX U.S. Equities Exchange6.45%0.00%28.57%0.00%
NASDAQ Execution Services, LLC1.61%0.00%7.14%0.00%
G1 Execution Services, LLC8.06%8.33%7.14%0.00%
New York Stock Exchange4.84%0.00%21.43%0.00%
National Financial Services3.23%4.17%0.00%0.00%
Two Sigma Securities, LLC1.61%2.08%0.00%0.00%










Securities Listed on The Nasdaq Stock Market



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders34.44%


Limit orders as percentage of total non-directed orders65.56%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total non-directed ordersLimit orders as percentage of total non-directed ordersOther orders as percentage of total non-directed orders
Citadel Securities LLC36.67%38.71%35.59%0.00%
National Financial Services LLC2.22%6.45%0.00%0.00%
G1 Execution Services, LLC7.78%16.13%3.39%0.00%
NASDAQ Execution Services, LLC7.78%0.00%11.86%0.00%
VIRTU Americas LLC17.78%35.48%8.47%0.00%
Two Sigma Securities, LLC1.11%3.23%0.00%0.00%
Cboe EDGX U.S. Equities Exchange26.67%0.00%40.68%0.00%










Securities Listed on NYSE MKT or Regional Exchanges


Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders35.29%


Limit orders as percentage of total non-directed orders64.71%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total non-directed ordersLimit orders as percentage of total non-directed ordersOther orders as percentage of total non-directed orders
NASDAQ Execution Services, LLC29.41%0.00%45.45%0.00%
Citadel Securities LLC23.53%66.67%0.00%0.00%
G1 Execution Services, LLC17.65%16.67%18.18%0.00%
Cboe EDGX U.S. Equities Exchange11.76%0.00%18.18%0.00%
UBS Securities, LLC11.76%16.67%9.09%0.00%
VIRTU Americas LLC5.88%0.00%9.09%0.00%










Exchange - Listed Options



Summary Statistics :



Non-directed orders as percentage of total customer orders0.00%


Market orders as percentage of total non-directed orders0.00%


Limit orders as percentage of total non-directed orders0.00%


Other orders as percentage of total non-directed orders0.00%


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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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