Quarterly Report for the Quarter Ending June 30 – 2017

GARRETT NAGLE & CO., INC.



300 Unicorn Park Drive



Woburn, MA 01801



SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2017










Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.













Securities Listed on New York Stock Exchange



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders74.58%


Limit orders as percentage of total non-directed orders25.42%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
KCG Americas LLC40.68%47.73%20.00%0.00%
Citadel Securities LLC38.98%47.73%13.33%0.00%
EDGX Exchange, Inc.10.17%0.00%40.00%0.00%
BATS BZX Exchange3.39%0.00%13.33%0.00%
G1 Execution Services, LLC1.69%0.00%6.67%0.00%
Instinet LLC1.69%2.27%0.00%0.00%
UBS Securities, LLC1.69%0.00%6.67%0.00%
BATS BYX Exchange1.69%2.27%0.00%0.00%










Securities Listed on The Nasdaq Stock Market



Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders21.92%


Limit orders as percentage of total non-directed orders78.08%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
KCG Americas LLC34.25%59.38%27.19%0.00%
Citadel Securities LLC23.97%12.50%27.19%0.00%
BATS BZX Exchange15.07%0.00%19.30%0.00%
EDGX Exchange, Inc.11.64%0.00%14.91%0.00%
G1 Execution Services, LLC6.85%6.25%7.02%0.00%
BATS BYX Exchange2.74%12.50%0.00%0.00%
Two Sigma Securities, LLC2.05%0.00%2.63%0.00%
National Financial Services LLC1.37%6.25%0.00%0.00%
UBS Securities, LLC1.37%3.13%0.88%0.00%
Morgan Stanley & Co. Incorporated0.68%0.00%0.88%0.00%










Securities Listed on NYSE MKT or Regional Exchanges


Summary Statistics :



Non-directed orders as percentage of total customer orders100.00%


Market orders as percentage of total non-directed orders20.00%


Limit orders as percentage of total non-directed orders80.00%


Other orders as percentage of total non-directed orders0.00%







Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
Citadel Securities LLC40.00%0.00%50.00%0.00%
KCG Americas LLC35.00%75.00%25.00%0.00%
EDGX Exchange, Inc.10.00%0.00%12.50%0.00%
Two Sigma Securities, LLC10.00%25.00%6.25%0.00%
BNY Mellon Capital Markets LLC5.00%0.00%6.25%0.00%





Exchange - Listed Options



Summary Statistics :



Non-directed orders as percentage of total customer orders0.00%


Market orders as percentage of total non-directed orders0.00%


Limit orders as percentage of total non-directed orders0.00%


Other orders as percentage of total non-directed orders0.00%


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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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