Quarterly Order Flow Ending Mar-31-16

GARRETT NAGLE & CO., INC.    
300 Unicorn Park Drive    
Woburn, MA 01801    
SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2016 
     
     
Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer’s relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer’s individual orders for execution.    
     
     
Securities Listed on New York Stock Exchange    
Summary Statistics :    
Non-directed orders as percentage of total customer orders100.00%   
Market orders as percentage of total non-directed orders47.83%   
Limit orders as percentage of total non-directed orders52.17%   
Other orders as percentage of total non-directed orders0.00%   
     
Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
Citadel Securities LLC26.09%45.45%8.33%0.00%
EDGX Exchange, Inc.26.09%0.00%50.00%0.00%
KCG Americas LLC17.39%27.27%8.33%0.00%
BATS BZX Exchange17.39%0.00%33.33%0.00%
G1 Execution Services, LLC8.70%18.18%0.00%0.00%
UBS Securities, LLC4.35%9.09%0.00%0.00%
     
     
     
     
     
     
     
Securities Listed on The Nasdaq Stock Market    
Summary Statistics :    
Non-directed orders as percentage of total customer orders100.00%   
Market orders as percentage of total non-directed orders19.05%   
Limit orders as percentage of total non-directed orders80.95%   
Other orders as percentage of total non-directed orders0.00%   
     
Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
BATS BZX Exchange42.86%0.00%52.94%0.00%
Citadel Securities LLC33.33%100.00%17.65%0.00%
EDGX Exchange, Inc.19.05%0.00%23.53%0.00%
National Financial Services LLC4.76%0.00%5.88%0.00%
     
     
     
     
     
     
     
     
     
     
Securities Listed on NYSE MKT or Regional Exchanges   
Summary Statistics :    
Non-directed orders as percentage of total customer orders100.00%   
Market orders as percentage of total non-directed orders100.00%   
Limit orders as percentage of total non-directed orders0.00%   
Other orders as percentage of total non-directed orders0.00%   
     
Venues Receiving Significant Percentage of Total Non-Directed Orders :Market orders as percentage of total market ordersLimit orders as percentage of total limit ordersOther orders as percentage of total other orders
Citadel Securities LLC100.00%100.00%0.00%0.00%
     
     
     
     
     
     
     
     
     
Exchange – Listed Options    
Summary Statistics :    
Non-directed orders as percentage of total customer orders0.00%   
Market orders as percentage of total non-directed orders0.00%   
Limit orders as percentage of total non-directed orders0.00%   
Other orders as percentage of total non-directed orders0.00%   

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Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions. Based in Woburn, Massachusetts, our portfolios are separately managed and customized according to each client’s individual risk tolerance and return objectives. The firm is a Registered Investment Advisor with the SEC.

Founded in 1976, Garrett Nagle & Company is a boutique investment management firm specializing in managing portfolios for high net worth individuals and institutions.

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