Quarter Ending June 30, 2010
SEC Rule 606 (formerly 11AC 1-6) Quarterly Report for the Quarter Ending June 30, 2010
Securities Listed on NYSE Euronext
Summary Statistics :
Non-directed orders as percentage of total customer orders: 100.00%
100.00%Market orders as percentage of total non-directed orders: 61.65%
61.65%Limit orders as percentage of total non-directed orders:38.35%
38.35%Other orders as percentage of total non-directed orders:0.00%
0.00%Market OrdersLimit OrdersOther Orders Venues Receiving Significant Percentage as % of Totalas % of Totalas % of Total of Total Non-Directed Orders: Market OrdersLimit OrdersOther Orders
Market OrdersLimit OrdersOther OrdersKnight Capital Markets, L.L.C. 28.57% 35.37% 17.65% 0.00%
28.57% 35.37% 17.65% 0.00%National Financial Services, L.L.C. 20.30% 20.73% 19.61% 0.00%
20.30% 20.73% 19.61% 0.00%UBS Securities, L.L.C. 17.29%17.07% 17.65% 0.00%
17.29%17.07% 17.65% 0.00%Direct Edge ECN L.L.C. 10.53% 0.00% 27.45% 0.00%
10.53% 0.00% 27.45% 0.00%Citigroup Global Markets, Inc. 8.27% 9.76% 5.88% 0.00%
8.27% 9.76% 5.88% 0.00%Citadel Derivatives Group LLC 5.26% 8.54% 0.00% 0.00%
5.26% 8.54% 0.00% 0.00%GETCO Execution Services L.L.C. 3.01% 4.88% 0.00% 0.00%
3.01% 4.88% 0.00% 0.00%AlterNet Securities Inc. 2.26% 1.22% 3.92% 0.00%
2.26% 1.22% 3.92% 0.00%NYSE Arca 2.26% 0.00% 5.88% 0.00%
2.26% 0.00% 5.88% 0.00%Goldman Sachs Execution & Clearing, L.P. 1.50% 1.22% 1.96% 0.00%
1.22% 1.96% 0.00%Securities Listed on Nasdaq Stock Market
Summary Statistics :
Non-directed orders as percentage of total customer orders: 100.00%
100.00%Market orders as percentage of total non-directed orders: 39.53%
39.53%Limit orders as percentage of total non-directed orders:60.47%
60.47%Other orders as percentage of total non-directed orders:0.00%
0.00%Market OrdersLimit OrdersOther Orders Venues Receiving Significant Percentage as % of Totalas % of Totalas % of Total of Total Non-Directed Orders: Market OrdersLimit OrdersOther Orders
Market OrdersLimit OrdersOther OrdersCitadel Derivatives Group, L.L.C. 27.91% 11.76% 38.46% 0.00%
27.91% 11.76% 38.46% 0.00%National Financial Services, L.L.C. 18.60% 26.47% 13.46% 0.00%
18.60% 26.47% 13.46% 0.00%Direct Edge ECN L.L.C. 13.95% 0.00% 23.08% 0.00%
13.95% 0.00% 23.08% 0.00%Citigroup Global Markets, Inc. 13.95% 32.35% 1.92% 0.00%
13.95% 32.35% 1.92% 0.00%UBS Securities, L.L.C. 10.47% 23.53% 1.92% 0.00%
10.47% 23.53% 1.92% 0.00%BATS Exchange, Inc. 8.14% 0.00% 13.46% 0.00%
8.14% 0.00% 13.46% 0.00%Knight Capital Markets, L.L.C. 3.49% 5.88% 1.92% 0.00%
3.49% 5.88% 1.92% 0.00%EBX L.L.C. 2.33% 0.00% 3.85% 0.00%
2.33% 0.00% 3.85% 0.00%Alternet Securities, Inc.. 1.16% 0.00% 1.92% 0.00%
. 1.16% 0.00% 1.92% 0.00%Securities Listed on NYSE Amex or Regional Exchanges
Summary Statistics :
Non-directed orders as percentage of total customer orders: 100.00%
100.00%Market orders as percentage of total non-directed orders: 90.00%
90.00%Limit orders as percentage of total non-directed orders:10.00%
10.00%Other orders as percentage of total non-directed orders:0.00%
0.00%Market OrdersLimit OrdersOther Orders Venues Receiving Significant Percentage as % of Totalas % of Totalas % of Total of Total Non-Directed Orders: Market OrdersLimit OrdersOther Orders
Market OrdersLimit OrdersOther OrdersKnight Capital Markets, L.L.C. 40.00% 44.44% 0.00% 0.00%
40.00% 44.44% 0.00% 0.00%Citadel Derivatives Group, L.L.C. 30.00% 33.33% 0.00% 0.00%
30.00% 33.33% 0.00% 0.00%Goldman, Sachs & Co. 10.00% 11.11% 0.00% 0.00%
10.00% 11.11% 0.00% 0.00%Citigroup Global Markets, Inc. 10.00% 11.11% 0.00% 0.00%
10.00% 11.11% 0.00% 0.00%National Financial Services, L.L.C. 10.00% 0.00% 100.00% 0.00%
0.00% 100.00% 0.00%Exchange - Listed Options
Summary Statistics :
Non-directed orders as percentage of total customer orders: 0.00%
0.00%Market orders as percentage of total non-directed orders: 0.00%
0.00%Limit orders as percentage of total non-directed orders: 0.00%
0.00%Other orders as percentage of total non-directed orders:0.00%
Published in
For the year 2010:
For the Year 2012 |