Quarter Ending March 31, 2010
SEC Rule 606 (formerly 11AC 1-6) Quarterly Report for the Quarter Ending March 31, 2010
Securities Listed on NYSE Euronext
Summary Statistics :
Non-directed orders as percentage of total customer orders: 100.00%
100.00%Market orders as percentage of total non-directed orders: 53.02%
53.02%Limit orders as percentage of total non-directed orders:46.98%
46.98%Other orders as percentage of total non-directed orders:0.00%
0.00%Market OrdersLimit OrdersOther Orders Venues Receiving Significant Percentage as % of Totalas % of Totalas % of Total of Total Non-Directed Orders: Market OrdersLimit OrdersOther Orders
Market OrdersLimit OrdersOther OrdersNational Financial Services, L.L.C. 30.87% 16.46% 47.14% 0.00%
30.87% 16.46% 47.14% 0.00%Knight Capital Markets, L.L.C. 25.50% 41.77% 7.14% 0.00%
25.50% 41.77% 7.14% 0.00%UBS Securities, L.L.C. 12.75%20.25% 4.29% 0.00%
12.75%20.25% 4.29% 0.00%Citadel Derivatives Group, L.L.C. 10.07% 13.92% 5.71% 0.00%
10.07% 13.92% 5.71% 0.00%NYSE Arca 9.40% 0.00% 20.00% 0.00%
9.40% 0.00% 20.00% 0.00%Citigroup Global Markets, Inc. 3.36% 5.06% 1.43% 0.00%
3.36% 5.06% 1.43% 0.00%BATS Trading, Inc. 2.68% 0.00% 5.71% 0.00%
2.68% 0.00% 5.71% 0.00%Direct Edge ECN L.L.C. 2.68% 0.00% 5.71% 0.00%
2.68% 0.00% 5.71% 0.00%Goldman, Sachs & Co. 2.01% 2.53% 1.43% 0.00%
2.01% 2.53% 1.43% 0.00%Other 0.67% 0.00% 1.43% 0.00%
0.67% 0.00% 1.43% 0.00%Securities Listed on Nasdaq Stock Market
Summary Statistics :
Non-directed orders as percentage of total customer orders: 100.00%
100.00%Market orders as percentage of total non-directed orders: 42.03%
42.03%Limit orders as percentage of total non-directed orders:57.97%
57.97%Other orders as percentage of total non-directed orders:0.00%
0.00%Market OrdersLimit OrdersOther Orders Venues Receiving Significant Percentage as % of Totalas % of Totalas % of Total of Total Non-Directed Orders: Market OrdersLimit OrdersOther Orders
Market OrdersLimit OrdersOther OrdersNational Financial Services, L.L.C.24.64% 41.38% 12.50% 0.00%
24.64% 41.38% 12.50% 0.00%BATS Trading, Inc. 23.19% 3.45% 37.50% 0.00%
23.19% 3.45% 37.50% 0.00%Knight Capital Markets, L.L.C. 18.84% 34.48% 7.50% 0.00%
18.84% 34.48% 7.50% 0.00%Citadel Derivatives Group, L.L.C. 8.70% 3.45% 12.50% 0.00%
8.70% 3.45% 12.50% 0.00%UBS Securities, L.L.C. 7.25% 3.45% 10.00% 0.00%
7.25% 3.45% 10.00% 0.00%Direct Edge ECN L.L.C. 5.80% 0.00% 10.00% 0.00%
5.80% 0.00% 10.00% 0.00%Citigroup Global Markets, Inc. 4.35% 6.90% 2.50% 0.00%
4.35% 6.90% 2.50% 0.00%NYSE Arca 2.90% 0.00% 5.00% 0.00%
2.90% 0.00% 5.00% 0.00%Automated Trading Desk Financial Services L.L.C. 2.90% 6.90% 0.00% 0.00%
6.90% 0.00% 0.00%Other 1.45% 0.00% 2.50% 0.00%
0.00% 2.50% 0.00%Securities Listed on NYSE Amex or Regional Exchanges
Summary Statistics :
Non-directed orders as percentage of total customer orders: 100.00%
100.00%Market orders as percentage of total non-directed orders: 93.55%
93.55%Limit orders as percentage of total non-directed orders:6.45%
6.45%Other orders as percentage of total non-directed orders:0.00%
0.00%Market OrdersLimit OrdersOther Orders Venues Receiving Significant Percentage as % of Totalas % of Totalas % of Total of Total Non-Directed Orders: Market OrdersLimit OrdersOther Orders
Market OrdersLimit OrdersOther OrdersCitadel Derivatives Group, L.L.C. 38.71% 37.93% 50.00% 0.00%
38.71% 37.93% 50.00% 0.00%National Financial Services, L.L.C. 32.26% 34.48% 0.00% 0.00%
32.26% 34.48% 0.00% 0.00%Knight Capital Markets, L.L.C. 19.35% 20.69% 0.00% 0.00%
19.35% 20.69% 0.00% 0.00%Direct Edge ECN L.L.C 3.23% 0.00% 50.00% 0.00%
3.23% 0.00% 50.00% 0.00%Goldman, Sachs & Co. 3.23% 3.45% 0.00% 0.00%
3.45% 0.00% 0.00%UBS Securities, L.L.C. 3.23% 3.45% 0.00% 0.00%
3.45% 0.00% 0.00%Exchange - Listed Options
Summary Statistics :
Non-directed orders as percentage of total customer orders: 0.00%
0.00%Market orders as percentage of total non-directed orders: 0.00%
0.00%Limit orders as percentage of total non-directed orders: 0.00%
0.00%Other orders as percentage of total non-directed orders:0.00%
0.00%
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For the year 2010:
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