Privacy Policy
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Garrett Nagle & Co., Inc. is committed to handling customer and consumer1 information responsibly. We recognize and respect the privacy expectations of customers and consumers, and we believe the confidentiality and protection of consumer information is one of our fundamental responsibilities.
Garrett Nagle & Co., Inc. collects, retains and uses consumer information only where we reasonably believe it would be useful to the customer or consumer and allowed by law. We do not sell personal information to third parties for their independent use. Consumer information collected by or on behalf of Garrett Nagle & Co., Inc. generally comes from the following sources:
Account applications, other required forms, written or electronic correspondence, or telephone contacts with customers or consumers inquiring about Garrett Nagle & Co., Inc.
Transaction history of a customer's account.
We may disclose the consumer information we collect to a third party who is not affiliated with Garrett Nagle & Co., Inc. as permitted by law - for example with Correspondence Services Corp., a unit of National Financial Services Corp. LLC, our clearing firm, in order to maintain or service a customer's account.
We require Correspondence Services Corp. to maintain policies and procedures designed to assure only appropriate access to and use of information about customers of Garrett Nagle & Co., Inc.
We will adhere to the policies and practices described in this notice for all current and former customers of Garrett Nagle & Co., Inc.
1 The term "consumer" is limited in Regulation S-P, and is used in this policy to refer only to those who inquire about a financial product or service of Garrett Nagle & Co., Inc. for personal, family or household purposes.